SOX Tester and Auditor Resume Example

Updated on: October 5, 2023

This page features a comprehensive resume that highlights the skills, qualifications, and accomplishments of a skilled professional in the field of Sarbanes-Oxley (SOX) testing and auditing.

With expertise in evaluating internal controls, conducting audits, and ensuring compliance, our featured candidate possesses a strong track record of delivering results and driving process improvements.

This resume sample showcases their achievements, including successful completion of multiple SOX audits, implementation of risk-based testing methodologies, and collaboration with stakeholders to enhance control environments.

Whether you’re a job seeker or a hiring manager, this sample resume provides valuable insights into crafting an effective SOX tester and auditor resume.

SOX Auditor & Tester Resume Sample

John Doe
32 Pinewood Avenue
New York, NY
[Contact #]
[Email Address]


Results-oriented accounting professional with 10 years of experience in performing SOX 404 audit testing and conducting internal control assessments. A detail-oriented and analytical individual with a track record of identifying deficiencies and developing effective remediation strategies. Strong knowledge of SOX requirements and methodologies, with a focus on ensuring compliance and process improvement.


  • Certified Internal Auditor (CIA) and SOX certified
  • Extensive experience in evaluating and testing internal controls
  • Proficient in conducting risk assessments and analyzing control effectiveness
  • Skilled in documenting and communicating control deficiencies and recommendations
  • Strong understanding of financial systems and processes


  • Assisted in the completion of 50+ SOX compliance audits, maintaining an average rating of 95% accuracy in identifying control deficiencies.
  • Improved the effectiveness of the SOX testing process by implementing automation tools, resulting in a 35% reduction in testing time and a 20% increase in overall testing coverage.
  • Conducted risk assessments for 20+ business units, resulting in the identification and mitigation of high-risk control areas, leading to a 30% reduction in financial reporting errors.
  • Implemented a streamlined documentation system, resulting in a 25% reduction in time spent on documenting control activities and facilitating faster access to information during audit reviews.


SOX Auditor
ABC Company, New York, NY
2018 – Present

  • Perform risk assessments and plan the scope of SOX testing activities
  • Execute testing procedures and evaluate the design and operating effectiveness of controls
  • Document findings in clear and concise work papers, including control deficiencies and recommendations for improvement
  • Collaborate with process owners to develop action plans for remediation
  • Track and monitor the progress of control implementation and remediation efforts
  • Provide training and guidance to team members on SOX testing methodologies and best practices

SOX Tester
Randstad Financial & Professional Services, New York, NY
2012 – 2018

  • Conducted detailed walkthroughs and testing of key financial processes and controls
  • Assessed the design and operating effectiveness of internal controls, including IT general controls
  • Prepared comprehensive audit reports, highlighting control deficiencies and recommending corrective actions
  • Collaborated with management to develop and implement control improvements
  • Assisted in the planning and execution of external financial statement audits

Bachelor of Science in Accounting
City College, New York, NY


  • Strong understanding of Sarbanes-Oxley Act (SOX) requirements and regulations
  • Proficient in using auditing software and tools, such as ACL and IDEA
  • Excellent analytical and problem-solving skills
  • Effective communication and presentation abilities
  • Detail-oriented with a high level of accuracy

Strong professional references are available

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