The Compliance Manager is a dynamic, highly motivated leader who is willing to take on a challenging role as an international trailblazer. This person is highly responsible for managing American regulatory agencies and ensuring that certification requirements are fulfilled at the earliest possible time and that companies operate in compliance with laws.

The Compliance Manager Resume is a marketing tool and in order for you to write a successful one, you should offer your relevant skills, expertise, experience and achievements in bullet points. You also require demonstrating fit in a nice-looking and clear format. Follow the layout below while writing your resume for this position.


Example of Compliance Manager Resume



9878 Harley Boulevard – Albuquerque, NM 23670
(090) 052 – 9567 | email


PROFESSIONAL HIGHLIGHTS: Action oriented Compliance Manager with over 4 years experience in professionally supporting company’s compliance efforts with federal and state disclosure reporting requirements & obligations. Thorough understanding of documentation implementation systems assuring comprehensiveness, maximizing efficiency and ensuring ethical and legal business conduct.

• Highly capable of evaluating, investigating and resolving compliance issues and concerns
• Hands on experience in responding and tracking all calls from the MHP Compliance Hotlines
• Can proactively work with other MHP teams/partners to address compliance issues during the initial stages of program developments
• Able to efficiently collaborate with other functional areas modifying processes to address identified risks
• Well acquainted with conducting compliance investigations with corporate counsels

• Attained appreciation award for Leading & managing a team responsible for conducting periodic internal compliance reviews determining compliance with regulations related to the Bank Secrecy Act, Office of Foreign Assets Control, USA Patriots Act, KYC, etc.
• Made independent decisions discussing complex regulatory issues including the LOB impact with management
• Coordinated and participated in on-site investment manager and service providers assessing the adequacy and effectiveness of their compliance programs
• Supported the preparation of quarterly and annual compliance reports to the Board of Trustees
• Stayed abreast of evolving investment advisory regulations and on that basis got a promotion

O3/10/2009 — 17/11/2012
Reliance Inventers, Inc. – Juneau, AK
Regulatory Compliance Manager
• Reviewed all system-related information security plans throughout the organization’s network
• Initiated, facilitated and promoted activities to foster information privacy awareness within the organization and related entities
• Participated in the development, implementation and ongoing compliance monitoring of all trading partners
• Performed initial and periodic information privacy risk assessments
• directed, delivered & ensured delivery of initial privacy training and orientation to all employees, volunteers and third parties

23/09/2008 — 23/09/2009
Nexus Solutions – Phoenix, AZ
Compliance Solutions Manager
• Worked collaboratively within the compliance team for making & updating existing compliance solutions
• Generated a business case and architectural design for each selected compliance solution
• Developed cases and collected requirements for selected compliance solutions
• Orchestrated the solution development process by leveraging and influencing internal product groups
• Created and delivered marketing content

National Board of Accountancy – Denver, CO – 2008
Department of Financial & Professional Regulation
• Certified Public Accounting license

Grand Well University – Wilmington, DE – 2007
Master of Science in Business Ethics & Compliance
• CGPA 2.79

Boston Law School – Boston, MA – 2005
BS in Business Law
• CGPA 3.08