Best Registered Client Service Associate Resume Sample

Updated on: March 27, 2021

Resumes for a client service position in the financial arena need to possess a little more details than their regular counterparts.

The sole reason for this is that clients are usually quite edgy when handing over the future of their investment to someone else even if it is a registered client associated that a company swears by!

Working in the financial industry can be full of highs and lows – for both investors and workers.

A mutually trusting relationship is necessary for the success of either role.

If working as a registered client associate is what you want to do as a career, you may want to look at the resume sample below that is sure to get you into a financial services company.

Sample Resume for Registered Client Service Associate Position

Simon Pegg
1933 Eagle Ave, Kirtland, OH 66722
(000) 999-9999


Exceptionally talented client service professional with comprehensive knowledge of financial services and planning. Exceptionally strong background in handling business planning activities and leveraging various communication channels to build new business opportunities.

• Increased client base by 36% by employing strategic marketing tactics to develop the interest of new accounts into the company’s investment products
• Revived 52 dormant accounts by contacting clients and piquing their interest in the company’s new services
• Ensured 100% payment of defaulted clients’ accounts within three months of beginning follow up tasks
• Reorganized the company’s clients’ data by introducing a database system and making the obsolete paper records management system

✔ Customer Service
✔ Accounts Opening
✔ Relationship Building
✔ Account Balances
✔ Documentation
✔ Drafting
✔ Stock Quotes
✔ Research Problems
✔ MS Office Suite


Registered Client Associate
Wedbush, Kirtland, OH
Jun 2018 – Present
• Confer with new and existing clients to determine their investment needs
• Make notes of particular financial interests of clients
• Create strategic investments plans for clients with specific financial goals
• Assist new clients in opening up their accounts and handling setup of goals
• Provide support to clients in meeting their specific investment objectives by providing market insight and advice
• Take orders from customers regarding the financial movement in their accounts and ensure the accuracy of orders before punching them in
• Punch in orders in predefined company order systems and provide clients with order status
• Perform market research activities to gauge the level of competition and provide feedback to the management
• Assist marketing, communications, and sales departments in carrying out their duties by providing valuable client feedback and market trends information

Client Services Associate
Corporate Investment Group, Kirtland, OH
Jan 2007 – May 2018
• Assisted clients in opening up investment accounts and providing them with information on the company’s financial services
• Collected appropriate documentation for new accounts and filed it appropriately
• Processed account service requests from clients
• Ensured that clients reports are printed and handed to them in a timely fashion
• Input clients record in the company database

BBA Finance
CITY COLLEGE, Kirtland, OH, 2006

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