Compliance Analyst Resume Sample

Updated on: August 29, 2018

You will be required to write a resume when you apply for a compliance analyst job.

There are many ways to write a compliance analyst resume, but make sure that it is worth a read.

Take a look at the following sample:

Compliance Analyst Resume Example



Patricia Harmon
122 Real Way, Page, AZ 77638
(000) 999-9999


Highly analytic and resourceful individual, with 13+ years’ extensive experience in creating and maintaining compliance programs to ensure both internal and external controls. Skilled in performing compliance reporting, and developing and implementing compliance auditing and monitoring strategies.

• Demonstrated expertise in responding to external requests for information for the company’s compliance filing.
• Effectively able to monitoring pending legislation and regulations affecting the company’s services.
• Well-versed in identifying, analyzing, and resolving compliance issues by following set protocols.
• Proven ability to develop, produce, and conduct compliance training programs for new entrants.

Compliance Reporting Systems Development Needs Assessment
Strategic Planning Monitoring Strategies Database Maintenance
Accounts Research Quality Assurance Policy Making
Data Collection Disputes Handling Communications

• Implemented a series of protocols and procedures required for 100% compliance of company matters.
• Successfully developed a data collection system, which was considered far superior to the one already being used.
• Introduced a series of monitoring strategies, which provided required data on compliance issues.
• Trained 52 new employees in handling regulatory compliance work as part of their induction process.


Compliance Analyst
ADP, Page, AZ          2010-present
• Collect, analyze, and process information for the timely completion and filing of compliance information.
• Respond to requests from internal and external sources, including state and federal regulatory authorities.
• Monitor pending regulations that may affect the work of the company and its services.
• Communicate requirements of the state and the federal government to internal and external clients.
• Perform periodic compliance audits, and risk assessments, and conduct correlating monitoring activities.
• Plan, direct, and coordinate the implementation of compliance committee policies to ensure that decisions are executed properly.
• Participate in reviews and calibrations to ensure adequacy of policy, procedure, and internal controls.
• Perform research on specific problems associated with credit bureaus, and respond appropriately.

Regulatory Compliance Officer
Tudor, Page, AZ           2005-2010
• Assisted in maintaining and updating compliance files and spreadsheets according to protocol.
• Researched accounts, processes, and documents to determine any compliance issues.
• Collected and processed data for state and regulatory compliance requirements and examinations.
• Provided input on how to improve internal efficiencies, and assisted in implementing best practices.
• Reviewed policy exceptions, and ensured that they were documented in an accurate manner.

Bachelor’s Degree in Business Administration
Page University, Page, AZ – 2004