Stock Broker Resume Sample

Stock brokers work in an advisory capacity in the financial industry. Their job is to advise their clients in buying and selling stocks keeping in mind each client’s financial power.

Stock brokers usually hold a major in finance and great selling skills as it is not easy to convince clients to invest money in a volatile market. The following resume is an example of a stock broker’s resume and tells us how you can write one when applying for a job in this respect.

See also: Cover Letter for Stock Broker



Stock Broker Resume Sample


Judith Shaw

22 Thomas Drive, Sheridan, WY 88822
(080) 999-9999, Email

OBJECTIVE: Looking for a Stock Broker position at the Sovereign Global Advisors utilizing logical thinking along with hands-on experience in the securities world in order to assist clients with portfolio management.

• Proven ability to obtain and interpret information from client portfolios and assist in creating strategies to meet the clients’ financial goals
• Highly skilled in establishing new accounts for clients and performing follow up procedures
• In depth knowledge of executing trades for clients and providing securities information
• Hand on experience of presenting branch seminars tailored to clients’ needs specifically
• Able to keep clients up-to-date regarding securities, stocks and bonds

WORK HISTORY (See: Stock Broker Job Description)
Jan 2008 – Dec 2012
Peak Securities – Sheridan, WY
Stock Broker
• Managed 22 portfolios simultaneously by providing accurate market information and assisting with buying and selling activities
• Met the company’s financial goals by facilitating clients in carry-over trade over a period of seven years
• Exceeded the sales target 20% in 2010 by employing diverse sales techniques and identifying core audiences effectively
• Conducted workshops for customer training on using electrical systems and engine management products

Sheridan College, Sheridan, WY – 2007
Bachelor’s Degree in Business Finance

• Excellent understanding of the stock market
• Exceptional verbal and written communication skills
• Ability to maintain a high degree of confidentiality
• Incomparable ability to research market data and news
• Profound ability to work in a fast paced financial environment

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