This page features a comprehensive resume that highlights the skills, qualifications, and accomplishments of a skilled professional in the field of Sarbanes-Oxley (SOX) testing and auditing.
With expertise in evaluating internal controls, conducting audits, and ensuring compliance, our featured candidate possesses a strong track record of delivering results and driving process improvements.
This resume sample showcases their achievements, including successful completion of multiple SOX audits, implementation of risk-based testing methodologies, and collaboration with stakeholders to enhance control environments.
Whether you’re a job seeker or a hiring manager, this sample resume provides valuable insights into crafting an effective SOX tester and auditor resume.
SOX Auditor & Tester Resume Sample
John Doe
32 Pinewood Avenue
New York, NY
[Contact #]
[Email Address]
SOX TESTER
SUMMARY
Results-oriented accounting professional with 10 years of experience in performing SOX 404 audit testing and conducting internal control assessments. A detail-oriented and analytical individual with a track record of identifying deficiencies and developing effective remediation strategies. Strong knowledge of SOX requirements and methodologies, with a focus on ensuring compliance and process improvement.
HIGHLIGHTS
- Certified Internal Auditor (CIA) and SOX certified
- Extensive experience in evaluating and testing internal controls
- Proficient in conducting risk assessments and analyzing control effectiveness
- Skilled in documenting and communicating control deficiencies and recommendations
- Strong understanding of financial systems and processes
KEY ACHIEVEMENTS
- Assisted in the completion of 50+ SOX compliance audits, maintaining an average rating of 95% accuracy in identifying control deficiencies.
- Improved the effectiveness of the SOX testing process by implementing automation tools, resulting in a 35% reduction in testing time and a 20% increase in overall testing coverage.
- Conducted risk assessments for 20+ business units, resulting in the identification and mitigation of high-risk control areas, leading to a 30% reduction in financial reporting errors.
- Implemented a streamlined documentation system, resulting in a 25% reduction in time spent on documenting control activities and facilitating faster access to information during audit reviews.
PROFESSIONAL EXPERIENCE
SOX Auditor
ABC Company, New York, NY
2018 – Present
- Perform risk assessments and plan the scope of SOX testing activities
- Execute testing procedures and evaluate the design and operating effectiveness of controls
- Document findings in clear and concise work papers, including control deficiencies and recommendations for improvement
- Collaborate with process owners to develop action plans for remediation
- Track and monitor the progress of control implementation and remediation efforts
- Provide training and guidance to team members on SOX testing methodologies and best practices
SOX Tester
Randstad Financial & Professional Services, New York, NY
2012 – 2018
- Conducted detailed walkthroughs and testing of key financial processes and controls
- Assessed the design and operating effectiveness of internal controls, including IT general controls
- Prepared comprehensive audit reports, highlighting control deficiencies and recommending corrective actions
- Collaborated with management to develop and implement control improvements
- Assisted in the planning and execution of external financial statement audits
EDUCATION
Bachelor of Science in Accounting
City College, New York, NY
SKILLS
- Strong understanding of Sarbanes-Oxley Act (SOX) requirements and regulations
- Proficient in using auditing software and tools, such as ACL and IDEA
- Excellent analytical and problem-solving skills
- Effective communication and presentation abilities
- Detail-oriented with a high level of accuracy
Strong professional references are available